Conflicts of Interest
Conflicts of Interest Compliance Learning
Conflicts of Interest - Overview
We often encounter situations that present actual, potential or perceived conflicts of interest. Why do we need to manage conflicts of interest? To avoid risky business, to prevent loss of business, goodwill, trust and lawsuits/enforcement actions. This course has been specifically created for financial services firms for a targeted and enhanced learning experience..
Key Course Information
A seamless learning journey allows your team to explore the key aspects of Conflicts of Interest, specifically created for financial services firms for a targeted and enhanced learning experience.
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Conflicts of Interest
This course establishes what a conflict of interest is and puts you in decision-making scenarios to identify conflicts of interest whilst also providing you with key regulatory information for your regions. The course includes examples specifically tailored to financial services firms for a targeted and enhanced learning experience.
Our courses are interactive, fun and provides a AI-enhanced learning experience that is accessible and engaging.
- Identify situations that can potentially be conflicts of interest
- Take steps to address actual or potential conflicts of interest
- Identify and manage scenarios to avoid conflicts of interest
- Know the regulatory frameworks that exit for your region
Real Life Examples
You will encounter examples of real world Conflicts of Interest. We have provided frameworks for your region so you understand what regulators look for in the event of a breach.
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